Risk Based Internal Auditing A Complete Guide - 2020 Edition. Gerardus Blokdyk

are the requirements for audit information?

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      63. What gets examined?

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      64. Is Risk based internal auditing linked to key stakeholder goals and objectives?

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      65. What is in the scope and what is not in scope?

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      66. Is the current ‘as is’ process being followed? If not, what are the discrepancies?

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      67. What is the definition of success?

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      68. Is there a clear Risk based internal auditing case definition?

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      69. Are all requirements met?

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      70. Is there a Risk based internal auditing management charter, including stakeholder case, problem and goal statements, scope, milestones, roles and responsibilities, communication plan?

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      71. Are the Risk based internal auditing requirements complete?

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      72. Have specific policy objectives been defined?

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      73. How would you define Risk based internal auditing leadership?

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      74. Scope of sensitive information?

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      75. Has a project plan, Gantt chart, or similar been developed/completed?

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      76. Is scope creep really all bad news?

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      77. Is the Risk based internal auditing scope complete and appropriately sized?

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      78. What customer feedback methods were used to solicit their input?

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      79. Are there any constraints known that bear on the ability to perform Risk based internal auditing work? How is the team addressing them?

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      80. Who defines (or who defined) the rules and roles?

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      81. What system do you use for gathering Risk based internal auditing information?

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      82. Do you have a Risk based internal auditing success story or case study ready to tell and share?

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      83. What is a worst-case scenario for losses?

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      84. What happens if Risk based internal auditing’s scope changes?

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      85. Do you have organizational privacy requirements?

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      86. What critical content must be communicated – who, what, when, where, and how?

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      87. Does the team have regular meetings?

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      88. What is the definition of Risk based internal auditing excellence?

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      89. Are different versions of process maps needed to account for the different types of inputs?

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      90. Who are the Risk based internal auditing improvement team members, including Management Leads and Coaches?

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      91. When is the estimated completion date?

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      92. How do you keep key subject matter experts in the loop?

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      93. What are the Risk based internal auditing tasks and definitions?

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      94. What is out of scope?

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      95. What Risk based internal auditing services do you require?

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      96. How did the Risk based internal auditing manager receive input to the development of a Risk based internal auditing improvement plan and the estimated completion dates/times of each activity?

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      97. What are the record-keeping requirements of Risk based internal auditing activities?

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      98. Is the scope of Risk based internal auditing defined?

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      99. Are there different segments of customers?

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      100. What intelligence can you gather?

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      101. How do you gather Risk based internal auditing requirements?

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      102. Has the direction changed at all during the course of Risk based internal auditing? If so, when did it change and why?

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      103. What sources do you use to gather information for a Risk based internal auditing study?

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      104. Have the customer needs been translated into specific, measurable requirements? How?

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      105. What are the rough order estimates on cost savings/opportunities that Risk based internal auditing brings?

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      106. What are the core elements of the Risk based internal auditing business case?

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      107. How is the team tracking and documenting its work?

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      108. Have all basic functions of Risk based internal auditing been defined?

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      109. What knowledge or experience is required?

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      110. How does the Risk based internal auditing manager ensure against scope creep?

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      111. How do you manage scope?

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      112. Has everyone on the team, including the team leaders, been properly trained?

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      113. Are required metrics defined, what are they?

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      114. When is/was the Risk based internal auditing start date?

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      115. The political context: who holds power?

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      116. What are the tasks and definitions?

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      117. Where can you gather more information?

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      118. Has your scope been